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[bc-gnso] NTIA Actively Exploring Inclusion of Ethics and Conflict of Interest Provisions in IANA Contract

  • To: "bc-gnso@xxxxxxxxx" <bc-gnso@xxxxxxxxx>
  • Subject: [bc-gnso] NTIA Actively Exploring Inclusion of Ethics and Conflict of Interest Provisions in IANA Contract
  • From: Phil Corwin <psc@xxxxxxxxxxx>
  • Date: Wed, 28 Sep 2011 16:22:31 +0000

Just posted this at 
http://internetcommerce.org/internetcommerce.org/NTIA_on_IANA_to_Wyden ; NTIA 
letter is attached.



NTIA Actively Exploring Inclusion of Ethics and Conflict of Interest Provisions 
in IANA Contract
Submitted by Philip Corwin on Wed, 09/28/2011 - 16:19

In a September 21st letter sent by Assistant Secretary for Communications and 
Information Lawrence Strickling to U.S. Senator Ron Wyden, the National 
Telecommunications and Information Administration (NTIA) disclosed that it is 
“actively exploring how to best meet this requirement” for “a clear and 
enforced ethics and conflict of interest policy” in the next version of the 
Internet Assigned Numbers Authority (IANA) contract. This Department of 
Commerce letter was sent in response to a September 14th letter from Senator 
Wyden to NTIA raising concerns about news reports of a “revolving door” at 
ICANN (Wyden press release and link to letter at 
http://wyden.senate.gov/newsroom/press/release/?id=2e414e69-1250-4ca3-ae6b-2b6091ed52cc
 ). The Senator’s letter stated:


As you know, any designated IANA is hugely important in regulating the 
multi-million dollar domain name industry. At the same time, because the IANA 
is not a branch of the federal government, its executive leadership is not 
subject to the same financial disclosure, ethics, or conflict of interest rules 
as executive leadership at federal agencies or in Congress.


While I support the control of this system by NTIA, I also believe that any 
IANA employees ought to be made subject to the same ethics rules in place as 
NTIA employees. With the growth in importance of this authority, it is 
important to ensure that decisions are made impartially.


Senator Wyden’s interest in this issue was reportedly sparked by a September 
21st story in the Washington Post headlined “A ‘revolving door’ at nonprofit 
keeper of domain names” 
(http://www.washingtonpost.com/business/icann-departures-draw-criticism/2011/08/19/gIQAzpeDTJ_story.html).


Secretary Strickling’s letter of response also notes that the NTIA has 
conducted two Notices of Inquiry regarding the IANA contract in February and 
June of this year, and has “received 136 comments from a range of domestic and 
international stakeholders including governments, private sector entities, and 
individuals who also noted the need for increase (sic) transparency and 
accountability” -- all as part of the first comprehensive review of the IANA 
contract since it was initially awarded to ICANN in 2000. NTIA recently 
exercised its option to extend the length of the current IANA contract, from 
the end of September 2011 to March 2012, to allow for extended consideration of 
whether the contract should be re-awarded to ICANN, as well as what additional 
conditions should accompany it. The IANA contract provides the technical 
foundation for ICANN’s DNS policymaking, including the addition of new gTLDs to 
the root zone file under the program approved by its Board in Singapore this 
past June and which will open for applications in mid-January 2012.


A series of leaked European Commission discussion papers recently proposed that 
the IANA contract be amended to address ethics issues as well as to give 
governments greater leverage over the approval of new gTLDs and ICANN’s overall 
operation. At the same time, the Chairman of ICANN’s Board Governance Committee 
recently revealed that it has begun an internal discussion of Board and staff 
ethics issues, has directed staff to draft proposed guidelines, and anticipates 
community discussion on this matter at the upcoming ICANN meeting in Dakar, 
Senegal. ICA will be in attendance in Dakar and will continue to closely 
monitor the ethics, transparency and accountability issues as they are 
important on their own and have significant implications for ICANN’s future 
relationship with the U.S. and other governments, as well as for the broader 
ICANN community including domain investors and developers.



Philip S. Corwin, Founding Principal

Virtualaw LLC

1155 F Street, NW

Suite 1050

Washington, DC 20004

202-559-8597/Direct

202-559-8750/Fax

202-255-6172/cell



"Luck is the residue of design" -- Branch Rickey


Attachment: ICANN-NTIA Letter to Sen. Wyden 9-21-11.pdf
Description: ICANN-NTIA Letter to Sen. Wyden 9-21-11.pdf



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